Securities

We have substantial experience in representing clients on matters involving state and federal securities laws.  Likewise, we have decades of experience in prosecuting and defending securities claims in a broad variety of contexts including shareholder and investor claims, Blue Sky claims, and securities fraud claims.  We have had noteworthy success in obtaining recoveries for investors in a broad range of commercial contexts.

We frequently advise private company clients on the securities law implications of their capital raising activities, assisting them with private placement memoranda, as well as compliance with Regulation D and the Louisiana blue sky registration exemptions. We have advised the entire spectrum of corporate development, from start-up companies, venture capital joint ventures and public companies.

Our areas of expertise include:

• Private Equity Financings
• Broker-Dealer Compliance
• Mergers & Acquisitions
• Securities Litigation
• Sarbanes-Oxley
• Registration of Securities
• Blue Sky Matters